intends to share the branch manager with other full-service branch offices such securities company shall submit the application together with document evidence showing the details of management plan and

contain details of an efficient operational management, monitoring and supervision system, and record keeping system including readiness of personnel; (4) have good management record as follows: (a) for the

stricter requirements of the host regulator, in terms of both investment restrictions and procedures for fund management. The details of the agreement are specified in Appendix B of HK-TH MRF MoU

, management company shall specify such details in the private fund agreement. Clause 18. Affiliated Transaction for mutual fund as the following cases, mutual fund management company shall provide monthly

subscribers within a reasonable period. Clause 5. Regarding the registration of a pool of assets as a mutual fund, the management company must provide details of the results of the offering of investment units

may arise from such investment policy; (3) details on the management fee that the management company will receive for managing the private fund and mutual fund or trust. Clause 14 3 In seeking the

_______________________________________________________________________ _______________________________________________________________________ Company’s website: ______________________________________________________ 10) Details of the Hong Kong Covered Management

sustainability development via 56-1 One Report and make a reference to the sustainability development report for details. 4. Management Discussion and Analysis (MD&A) Disclose the management discussion and

of this Notification are as follows: (1) undertaking business professionally, as specified in details in Chapter 2; (2) management arrangement and operating systems, as specified in details in Chapter

personnel for each unit especially for the investment management division which should have at least 2 fund managers. 2. Job description must be prescribed in details and demonstrate the duties of each