another person to undertake the investment management, such designation shall comply with the following rules: (1) The person so designated must be qualified to undertake securities business in the category
operational procedure clearly with regard to granting a consent to a designated person to act on behalf of the securities company or to approve any action that will create an obligation for the securities
custodian agent can perform its duties as designated in accordance with the Notification of the Office Re: Rules, Conditions and Procedures on Handling of Customer’s Assets Deposited with Custodian. Clause 3
” means any person who is designated by the derivatives fund manager to be an agent to solicit investors, together with proposed investment plans, to enter into a contract with the derivatives fund manager
assigned investment grade credit rating according to Paragraph 2 of clause 7/2, or the Government, or the Ministry of Finance has guaranteed the principal and interest in full amount; (b) in case of deposits
securities and exchange or within the time period agreed upon by the parties to the trading of securities, as the case may be. In any sale of securities not designated as a short sale, but there is a necessity
ใหม่เป็นราคาทุนตัดจำหน่าย (ตาม TFRS 9) ยอดเงินลงทุนที่วัดมูลค่าด้วยมูลค่ายุติธรรมผ่านกำไรหรือขาดทุน (ตาม TFRS 9) - เงินลงทุนที่วัดมูลค่าด้วยมูลค่ายุติธรรมผ่านกำไรหรือขาดทุน - Designated .......(เปิดเผย
operation, reputation, position and results of operation of the intermediaries. “ manager ” means a person who is designated by the board of directors of intermediaries to be the highest responsible
at /of ……. Baht and the occupancy rate at …….% which is the estimation for the period of …… year(s) ending …..(date)….. and not guaranteed”; (8) the information under (5) and the statement under (7
retirement mutual fund and long-term equity fund that urge investors to make the investment in time for acquiring tax benefits in such tax year. Clause 5. In case of advertisement of guaranteed fund or private