informs you that the AMLO, the core agency with a duty to supervise matters concerning money laundering, has issued rules with details whereby intermediaries are required to establish a client acceptance
proceed in accordance with Clause 4(2). Clause 6 In proceeding with the actions as prescribed in Clause 4 and Clause 5, the Legal Execution Department and the SEC Office may jointly issue guidelines in
department director to the manager; “department director” means any person who is responsible for the internal operation of a department in the company; “manager” means a person appointed by the board of
DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning
Securities Institute and other training institutes accepted by the Office; “Executive” means any director, manager and executive director including deputy manager, assistant manager, department director and
executive director including deputy manager, assistant manager, department director and any person holding an equivalent position but called otherwise, who are responsible for a line of work relating to the
groups. And this year, the company plans to open more new branches. Expand retail sales channels by focusing on department stores in the cities in each region. And there has been a makeover of branches
Section 14 Securities and Exchange Act B.E. 2535 Section 14. The SEC shall have the power and duty to formulate policies to promote and develop, as well as to supervise, matters concerning securities