GMO-Z com Securities (Thailand) Public Company Limited GMO-Z com Securities (Thailand) Public Company Limited (“Z com Securities”) failed to maintain its net capital ratio (NCR) in accordance with

Administration Department Director, and (5) Miss Suttirat Sewee, TUCC Director and Finance and Account Department Director, is making false record on sale of black steel. This case is under consideration of

Director and General Administration Department Director, and (5) Miss Suttirat Sewee, TUCC Director and Finance and Account Department Director, is making false record on sale of black steel. This case

Administration Department Director, and (5) Miss Suttirat Sewee, TUCC Director and Finance and Account Department Director, is making false record on sale of black steel. The public prosecutor issued a non

Director, Deputy CEO, and CFO, (4) Miss Nitaya Yongphithakwatana, TUCC Director and General Administration Department Director, and (5) Miss Suttirat Sewee, TUCC Director and Finance and Account Department

investment advisory company, failed to comply with the rules, conditions and procedures as specified in the notification by failing to maintain capital adequacy in accordance with the rules, conditions and

failure to order or act according to the duties as aresult, Between February 23, 2021 and May 25, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to maintain the net

operation of Coindee. His failure to perform the required duty of his position resulted in the offence committed by Coindee concerning the case that Coindee failed to maintain the net capital (NC) in

. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures

Miss Pakatip Lopandhsri Miss Pakatip Lopandhsri, Senior Vice President of Finance and Administration Department who was responsible for the operation of Nawarat Patanakarn Public Company Limited