agricultural futures business, with price settlement and contract delivery obligations; (2) fifty million baht for undertaking of agricultural futures business with price settlement and contract delivery
selling by means of entering into exchanging in-kind for making delivery; 4 (b) there has been an order to purchase units of foreign ETF while placing short selling order, in case of short selling of ETF
the securities company or its client during placing short selling order, in case of short selling by means of entering into exchanging in-kind for making delivery; 4 (b) there has been an order to
and Exchange Commission hereby prescribes the following rules: Clause 1. In this notification: “short sale” means a sale of securities that must be borrowed in order to complete delivery; “customer
) containing no provisions that permit one party having the obligation to deliver goods to settle by cash or set-off with the other party in lieu of the delivery of goods; and (c) the customary practice of such
, in case of delivering the underlying goods under derivatives, there shall also be a system for delivery of the underlying goods in the form of delivery versus payment (DVP) , (2) a system for repayment
dividend payment (if any); (6) method of payment of money or other assets; (7) issuance and delivery of the entitlement documentation of investment units; (8) preparation of the register of investment units
applicant; (3) Certification of the leader of the auditor firm; (4) Profile and details of the audit firm; (5) Cover letter for delivery of the evidentiary documentation related to the audit firm; (6) Copy of