ONE ASSET MANAGEMENT LIMITED|Cross Investing Fund | Offering Date : 08/07/2019 - 18/07/2019
granted, violating Section 90 of the Securities and Exchange Act B.E.2535. This case is in the process of inquiry by the special case inquiry official. SEC Act S.90 Criminal Complaint Filed with an
offense relating to property committed with dishonest intent; (3) Having been an executive of a financial institution whose license is revoked, unless an exemption has been granted by the Office; (4) Having
executive of a financial institution whose license is revoked, unless an exemption has been granted by the Office; (4) Having been removed from a position of director or manager in accordance with Section 144
be considered the undertaking of securities, derivatives, and digital asset businesses without licenses, including the services beyond the scope of granted licenses*, and may be subject to
determines that FA independence will be impaired in cases where FA or commercial bank in the same conglomerate has granted a loan to any securities issuer or sponsor disposing asset into real estate investment
; - a civil monetary penalty of 1,729,375.00 Baht By virtue of the notification No. Thor Lor Tor 8/2557, the SEC Office has revoked the approval of property fund manager granted to Mr. Yinganan