Exchange Commission Re: Rules and Procedures for Applying for License and Registration of Association related to Securities Business ____________________ By virtue of Section 14 and Section 232 of the
company; “Company” means any limited company or public limited company and shall include any juristic person established by a specific law with an objective to undertake businesses; “Association” means any
; “Company” means any limited company or public limited company and shall include any juristic person established by a specific law with an objective to undertake businesses; “Association” means any
Section 230 Securities and Exchange Act B.E. 2535 Section 230. Securities companies may jointly establish an association related to securities business with an object of promoting, without seeking
be classified in accordance with the requirements stipulated by the Association of Investment Management Companies (AIMC). 3. Investment policy and strategy Information should be presented briefly and
Health Organization declared the Coronavirus (“COVID-19”) outbreak as a pandemic which resulted in travel restriction, lockdown and other precautionary measures imposed in various countries including
B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 An association related to securities business shall have other regulations concerning the
assets; total liabilities; net assets or liabilities; capital stock (excluding long term debt and redeemable preferred stock); number of shares as adjusted to reflect changes in capital; dividends declared
Association of the Company to be consistent with the increase in registered capital of the Company, Approved to propose to the Extraordinary General Meeting of Shareholders No.1/2018 to consider and approve the