) Significant items included the earning statement, as follows a) interests and dividend arising from the investments in debt and net equity securities; b) total amount of returns arising from selling each

private fund which is a provident fund, the management company should deliver the securities and assets to the new custodian. 3.3.4 Payment of dividend Objective A management company shall have a system for

held by a fund at an amount more than seventy five percent of its outstanding shares and representing more than seventy five percent of its total voting rights; (f)7 the debt instruments issued by the

........ Year ............. Year ............. Year ............ Total assets Total liabilities Shareholders’ equity Total income Cost Net profits Earnings per share (EPS) Debt/equity ratio (D/E ratio) Return on

) securities; (3) other assets; (4) any benefits accruing from the assets under (1) - (3), for example, right in dividend or interest or right to purchase newly issued shares and right to attend and to vote in a

เท่ากับเงินสดหรือสิ่งตอบแทนอื่นที่ได้มอบให้ไว้ บวกดอกเบี้ยหรือผลตอบแทนอื่นที่คล้ายคลึงกัน 4. เงินลงทุนในตราสารหนี้และตราสารทุน (Investments in debt and equity securities) เงินลงทุนในตราสารหนี้ หมายถึง เงิน

accruing from the assets under (a) to (c), for example, right to dividend or interest, right to purchase capital increase shares and right to attend and vote at a meeting of securities holders, etc. (2

offering1. In this regard, the Company shall disclose the following information: (1) Spending of the money obtained from each offering of equity or debt securities2. Spending Objectives Amount of Spent Money

requested would certainly affect provided services or advice to each client. Clause 8 An intermediary shall consider the ability of clients in part of investment, debt repayment and pledging collateral, and

investment, debt repayment and pledging collateral, and confine a position limit for each client. In this regard, if there are other Notifications applicable to some intermediaries, which specifically