1000X as a digital asset dealer on its platform. Additionally, Mr. Worawat promoted 1000X's services in Thai language through his social media. As a result, Mr. Worawat and 1000X jointly operated the

Coins TH Company Limited On September 7, 2024, Coins TH Company Limited ("Coins TH") as a cryptocurrency broker and dealer, failed to comply with the rules, conditions and procedures as

Coins Th Company Limited Coins Th Company Limited ("Coins Th"), a digital asset broker and a digital asset dealer, is obligated to submit an annual compliance report to the SEC office

Derivatives Act B.E.2546 (2003). In addition, WSD Financial (NZ) Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact it had been registered with the SEC as derivatives dealer

Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed

CoinsTH Company Limited Between April 1, 2024 and May 1, 2024, CoinsTH Company Limited ("CoinsTH") as a cryptocurrency broker and dealer, failed to comply with the rules, conditions and

Coins TH Company Limited Coins TH Company Limited (''Coins TH''), a cryptocurrency broker and dealer, is obligated to submit a financial statement for the year 2024 to the SEC

procedures as specified in the notification. In this regard, Bitazza failed to provide the management and operational data recording system by failing to present appropriate loan process and agreements to the

including appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic

Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide the work system including appropriate and