daily status report to the SEC Office in an excel file via email within the next business day of the daily transactions (T+1) for the benefit of prudential supervision which is important and can have an
correct unit value is at least one Satang or greater, and represents at least 0.5 percent of the correct unit value: (1) Prepare a retrospective value correction report by the business day following the
the correct unit value is at least one Satang or greater, and represents at least 0.5 percent of the correct unit value: (1) Prepare a retrospective value correction report by the business day following
) prepare and complete the daily report of net liquid capital calculation by the following business day. Every report shall be signed by authorized person; (2) file the report of net liquid capital
securities company shall maintain its net capital not less than 15 million baht and [net capital ratio] not less than 7% of general liabilities at the end of any business day. In case of the securities company
15 million baht and [net capital ratio] not less than 7% of general liabilities at the end of any business day. In case of the securities company also licensed to undertake derivatives business in the
a securities company shall be in accordance with the criteria as follows: (1) securities company shall maintain the net capital at the end of any business day in the amount not less than fifteen