daily status report to the SEC Office in an excel file via email within the next business day of the daily transactions (T+1) for the benefit of prudential supervision which is important and can have an

value is at least one Satang or greater, and represents at least 0.5 percent of the correct unit value: (1) Prepare a retrospective value correction report by the business day following the date on which

accordance with the following rules; (1) prepare and complete the daily report of net liquid capital calculation by the following business day. Every report shall be signed by authorized person; (2) file the

capital ratio] not less than 7% of general liabilities at the end of any business day. In case of the securities company also licensed to undertake derivatives business in the category of derivatives

business day in the amount not less than fifteen million Baht and not less than seven percent of the general liabilities except in case of (2) or (3) (2) securities company which also operates as the

of normal trading session of every business day; Calculation for the market price of the derivatives under the first paragraph shall be in accordance with the rules prescribed by the derivatives

during any calendar year, calculated from the average of the total net asset value at the end of the last business day of each month; (b) in the case where a mutual fund management licensee invests in or

Clause 8 The intermediary shall calculate the rate or value of the capital required to be maintain under the Notification concerning Maintenance of Capital twice a year, on the last business day of June

to postpone such announcement to the next business day following the day on which the management company is able to determine the fair value of equity instruments issued by PTT Public Company Limited

business day of the month following the month in which the appointment or the termination of appointment of representatives occurs. Clause 4. This Notification shall come into force as from 1 February 2008