shares of the company under (b) and shareholding in each level exceeds fifty percent of the total number of shares with voting right of such other companies; (d) a company holding shares of the applicant
number of shares with voting right of such other companies; (d) a company holding shares of the applicant , whether directly or indirectly, by itself or combining with others exceeding fifty percent of the
hedging 3. position of each types of goods or variable 4. position of each counterparty 5. position that is loss (c) efficient internal audit unit responsible for auditing the operation of the company; (d
securities brokerage or securities dealing, as follows: (a) a commercial bank; (b) a finance company; (c) a securities company ; (d) a credit foncier company; (e) an insurance company; (f) a juristic person
position of executive or controlling person of the securities company or its subsidiary; (d) not have business relationship with the securities company, parent company, subsidiary company, affiliate company
shareholders of that company; (d) Employer or affiliated company, in case where it is private fund in the category of provident fund; In the case of person in (b) and (c), such person shall be deemed as related
; and (d) Actions taken by the management company when the unit price is found incorrect. The management company shall arrange to maintain a copy of such reports under (1) hereof at its office for
) a finance company; (c) a securities company; (d) a securities depository center ; (e) a financial institution established under specific law. (2) a contract on an appointment of an agent to undertake
of net profit or loss items which occurred; c) total amount of net profit or loss items which not occurred; d) reason why the company sold or transferred for changing such category of debt instrument
removal of the director of the company (d) Changes in the capital structure of the company e.g. increase and reduction of paid-up capital, offering of shares without pre-emptive right, debt restructuring