Bangkok, August 17, 2011- Chalee Chantanayingyong, Acting SEC Secretary-General and Chairman of the Capital Market Supervisory Board (CMSB) revealed that the CMSB approved to relax regulations to support industry business operation, remove obstacles and clarify certain governing regulations. The revisions to become effective in September include:1. Licensed derivatives dealer will be allowed to enter into derivatives contract with non-institutional counterparty, providing that the derivatives mu...
Bangkok, April 10, 2014 ? The SEC is seeking public comment on relaxing a unit holding limit where any person or group of persons is allowed to hold not exceeding one-third of all units in a mutual fund ("One-Third Rule"). As there is no such One-Third Rule in other ASEAN countries, the proposed revision aims to facilitate Thai investment management companies by exempting the said Rule from unit holding of mutual funds set up by Thai investment management companies under the ASEAN Collective Inv...
SCB ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 15/11/2007 - 21/11/2007
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Feeder Fund ,Retirement Mutual Fund : RMF | Offering Date : 13/12/2011 - 20/12/2011
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Feeder Fund | Offering Date : 28/02/2012 - 12/03/2012
EASTSPRING ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 27/05/2011 - 08/06/2011
Bangkok, November 5, 2015 ?The SEC is seeking public comments on the proposed relaxation to the rules governing investment policy of mutual funds offered for sale to accredited investors, i.e
January 2022, the regulations allow relaxation and prevent excessive burdens by, for example, waiving the application filing and the appointment of financial advisor, and allow initial public offering (IPO
reference. 9 Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency