materiality. TRIS informed RML that TRIS downgraded the RML credit rating to "BB+" (Double B Plus) from "BBB-" (Triple B Minus) and the rating outlook is revised to "Negative" from
program basis without providing its securities for credit rating prior to the offer for sale of the securities which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement
reasonably to know that the receiver of such information may exploit such information for trading securities. 28/11/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as
know that the receiver of such information may exploit such information for trading securities. 31/03/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows
sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the
Mr. Thanya Kitchainukul Mr. Thanya Kitchainukul, Head of Credit Department, who is responsible for the operation of Ngern Tid Lor Public Company Limited, shall be liable for Ngern Tid Lor Public
liable for RML’s failure to reveal the downgrade credit rating which should have been stated in the registration statement and draft prospectus (Filing Form) in materiality. 27/12/2021 agreed to comply
. Mikalai Zahorski, managing director. They agreed that LLC Fair Expo would perform as a market maker to provide liquidity to Satang Pro Exchange, and Satang would provide credit line to LLC Fair Expo for the
Zahorski, managing director. They agreed that LLC Fair Expo would perform as a market maker to provide liquidity to Satang Pro Exchange, and Satang would provide credit line to LLC Fair Expo for the