Microsoft Word - credit rating agency.doc เอกสารรับฟงความคิดเห็น เร่ือง บริษัทจัดอันดับความนาเชื่อถือที่เปนที่ยอมรบัในระดับภูมิภาค ฝายวิจัยและยทุธศาสตร สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาด
Microsoft Word - hearing credit derivatives 110252.docx เอกสารรับฟงความคิดเห็น การอนุญาตใหกองทุนเขาทําสัญญาซื้อขายลวงหนาท่ีมีลักษณะเปนการเคลื่อนยาย ความเสี่ยงดานเครดิต (Credit derivatives) ฝ
, part-time, or temporary basis, including any individual working as a contractor, provided that such contractor is involved in the credit rating process. a government; political subdivision, agency, or
take precedence over the IOSCO CRA Code. A-5 -time, part-time, or temporary basis, including any individual working as a contractor, provided that such contractor is involved in the credit rating process
credit rating according to clause 7/2; (5) investing in investment unit of money market fund which has unit repurchasing policy on a daily basis. (6) investing in repurchase transaction of the securities
procure adequate financial resources for covering potential risks arising from the operation of the derivatives clearing house, including credit risk and liquidity risk. The financial resources shall be
the securities clearing house, including credit risk and liquidity risk. The financial resources shall be assets with high liquidity and low-price volatility which may be any of the following assets: (1
Proceeds: the issuer must demonstrate the tracking of the managed proceeds for the designated project and credit the proceeds into a sub-account, in clear separation from the issuer’s other accounts; 2.4
in the consolidated financial statement amounting to 77.13 million baht, accelerating by 11.30 million baht or 17.17% on a year-on-year basis. The details are as follows: Operating results Revenue The