Translation (Unofficial Translation) PAGE (Unofficial Translation) Page 32 of 32 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Rel...

, the management company shall be granted relaxation to postpone the calculation until the management company is able to determine the fair value of equity instruments issued by PTT Public Company Limited

or documents given by a client, the intermediary shall review and update such information without delay by taking the following actions: (a) gather and recheck information in addition to the normal

commitment or the fund project without any delay. Division 2 Allotting and Offering for Sale of the Fund Units _______________ Clause 24/1 2 In this Division: “ listed company ” means a company whose shares

structure, operational systems or other events which significantly affect the operations, intermediaries shall take the actions required under (1) without delay. Clause 9 In the event that a major operational

(1) without delay. Clause 10. In the event that a major operational disruption occurs, a securities company shall report to the Office the cause leading to such disruption together with relevant

without delay, and the processes and procedures shall be improved in line with the policy which has been changed; (4) report on the conformance of the information technology governance policy shall be

ประโยชน์ไม่ได้จะมีความเสี่ยงสูงกว่า เนื่องจากอาจเกิดกรณี project delay หรือ cost overrun 4. การแบ่งชนิดของหน่วยลงทุน (กอง infrastructure fund) เช่น หน่วยลงทุนชนิดคล้ายทุน (equity tranche)  มีความเสี่ยงสูง

deems it appropriate, may consider the case on one-sided basis. In cases where any party does not appear in any subsequent consideration and does not submit a request to postpone the arbitral proceeding

client’s assets without delay upon receivership by court order, in compliance with the following regulations: (1) The SEC Office shall proceed with the segregation and management of the client’s assets by