, trading such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are
conduct of derivatives brokers as follows:1. Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant, trading
securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised
Translation securities company (No. 2) dated 25 May 2004. Clause 2. In this Notification, “ electronic data” means the information created, transmitted, received, stored or processed by an electronic means
million baht after the units already held are combined. The calculation for the total value of units held in Paragraph 1 shall be based on the trading value of each transaction; “trust manager” means the
digital asset from being an electronic data unit created in any electronic system to include only “crypto asset” with https://www.sec.or.th/Documents/PHS/Main/1008/hearing322567en.pdf
. In this Notification, “ electronic data” means the information created, transmitted, received, stored or processed by an electronic means; “securities https://publish.sec.or.th/nrs/3890pe.doc -ร่าง
reducing the scope of digital asset from being an electronic data unit created in any electronic system to include only “crypto asset” with https://www.sec.or.th/Documents/PHS/Main/1008/hearing322567en.pdf