are designed to meet the demand from customers in three main areas: the "Small concept" - a cozy compact style, located in shopping centers; the “Select concept” - to serve all customer needs for
in the capital market business, the SEC Office shall reject the application for obtaining the approval thereof. Clause 33 In case a person obtaining an approval from the SEC Office to be a personnel in
In cases where the facts appear that any person has any behaviors under Clause 16, the SEC Office may take one or more actions as follows: (1) reject the application for approval as auditor in the
prohibited characteristics under Division 1 is an applicant for obtaining an approval as personnel in the capital market business, the SEC Office shall reject the application for obtaining the approval thereof
reasonable suspicions, the SEC Office may reject the application: (1) an applicant or an offer for sale of bonds has the characteristic or meets the rules or conditions to obtain an approval according to this
where a fact appears that any person has any behavior under Clause 16, the SEC Office may take one or more actions as follows: (1) reject the application for approval as auditor in the capital market; (2
apply to cases where the right to accept purchase orders is reserved in the scheme. In such event, the mutual fund management company may reject purchase orders as provided for in the scheme; (2) sell or
Office may reject the application for approval of a public offering of newly issued securities under Part 2 or Chapter 2 of Part 3: 6 (1) the applicant or the offering of securities has the characteristics
SEC Office may reject an application: (1) an applicant or the offer for sale of units has the characteristic or meets the rules and conditions to obtain an approval according to this Notification, but