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approval in due course,” added SEC Secretary-General. _________________________
, coupled with loan extension in the Thai banking system, may influence the setting of the deposit rates, going forward. We are therefore keeping a close watch on the situation, while analyzing the course of
, monitoring and reporting risks, capital and liquidity are in place whereas segregation of duties and reporting lines are clearly defined in conformity with the good internal control principle. We also
suspicious acts, please call SEC Help Center at 1207 for further investigation in due course. ________________________________
internal processes and developing employees’ skills to accommodate the task of underwriting loans with trees pledged as collateral. This may take some time in order to ensure that the value of collateral is
their business opportunities going forward. We are therefore continuously monitoring and analyzing the course of events. Subject to our regular reviews and improvements in liquidity risk management
)) Net Liquid Capital Rule (Section 97) Executives / Personnel Major Shareholders Engagement in Related Businesses Internal operation of Securities Companies Auditors Accounting and Financial Statements
| - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology | - |- Business Continuity Management (BCM) | - |- Port Investment of Derivatives Agents