SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
in favor of the SEC guidelines – and also covers clearer revision of mutual fund schemes. For further details of the public hearing, please visit https://www.sec.or.th/TH/Pages/PB_Detail.aspx
revision process. The final Draft Act will be submitted according to the National Legislative Council's procedure in due course.?In addition to the legislation, the SEC is simultaneously working to remove
Sort by: Relevance Date (Newest) Date (Oldest) SEC public hearing on proposed revision to supervision of digital asset custodial wallet providers Pursuant to the Ministerial Notification concerning
(Newest) Date (Oldest) SEC public hearing on proposed revision to supervision of digital asset custodial wallet providers Pursuant to the Ministerial Notification concerning Approval for Undertaking of
over investment management companies. The proposed revision also includes the ability for investment management companies to seek unitholders? resolution by holding a meeting for such purpose in addition
short-term debentures issued by financial institutions and companies are waived from registration with the Thai Bond Market Association. Other relevant rules are under revision process and will be
while B/E and short-term debentures issued by financial institutions and companies are waived from registration with the Thai Bond Market Association. Other relevant rules are under revision process and
). Meanwhile, the regulations have not yet extended to such fund raising method and a smart contract has not yet covered https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8288 Debenture Prospectus - PS