deliver yet xxx xxx 4. total binding securities xxx xxx (3) Investments in debt instrument under the remain period of contract It shall disclose current period detail and comparative period, as follow 20
สภาพคล่อง ก. การคำนวณมูลค่าเงินลงทุน ให้บริษัทคำนวณมูลค่าเงินลงทุนโดยยึดหลักของราคาที่สะท้อน current value ดังต่อไปนี้ 1. Exchange-traded instruments หมายถึง หลักทรัพย์ดังต่อไปนี้ 1.1 หลักทรัพย์ ตราสาร
business undertaking is accurate, complete and current as well as functional and can be monitored effectively. There shall also be an adequate security system to prevent any unauthorized person from
personnel, the intermediary shall govern its personnel to comply with such standards. Clause 10 An intermediary shall not make a contract with a client in a manner of release or limit its liability for damage
management company may apply for approval for establishment, or types and the nature of investors who will become a counterparty to the private fund management contract with the management company. Clause 7
on derivatives trading. Clause 2 A derivatives broker shall provide a written contract or an agreement on custody of assets of clients which indicates the right, duty, and responsibility of both
written contract or agreement on custody of clients’ assets , which indicates the rights, duties and responsibilities of both parties. In any case, such contract or agreement shall not have any statement
intermediary shall govern its personnel to comply with such standards. Clause 10 An intermediary shall not make a contract with a client in a manner of release or limit its liability for damage to the client