private fund for which it is responsible, upon the consent of the person so authorizing and approval of the Office, in accordance with the rules, conditions and procedures specified in the notification of

such transaction. Clause 13 3 Appointing a custodian who is a connected person of a private fund management company is permissible only upon written consent of the client or the provident fund committee

executed each transaction. (Translation) - 7 - Clause 17. Affiliated transaction for private fund as following shall have a consent in written from the clients or provident fund committee, as the case may be

from mutual fund supervisor in written before executed each transaction. (Translation) - 7 - Clause 17. Affiliated transaction for private fund as following shall have a consent in written from the

Establishment and Management of Funds (No. 2), dated 21 January 2005. (Translation) 6 (2) The customers’ consent must be obtained or specified in the details of the mutual fund scheme in case of a private fund or

Funds (No. 2), dated 21 January 2005. (Translation) 6 (2) The customers’ consent must be obtained or specified in the details of the mutual fund scheme in case of a private fund or mutual fund, as the

issuing company whose registration statement and draft prospectus have been filed; 2 (4) a securities company; (5) a mutual fund; (6) a private fund as specified by the SEC Office pursuant to Section 140 of

provisions of the first paragraph shall not apply to the assets or persons as follows: (1) client’s assets which is a mutual fund, private fund or other similar funds managed by a securities company, acting as

not an institutional investor, private equity, venture capital and investor having a specific characteristic. “institutional investor” means an institutional investor in accordance with the Notification

company. - Review the company’s compliance with private sector’s anti-corruption and certification programmes, including the Collective Action Coalition Against Corruption’s Self-Evaluation Tool. - Issue an