that such borrowing or lending is made in accordance with any of the following purposes: (1) to enable the borrower or other persons to deliver securities that have been or will be sold ; 1 (2) to enable

agent or as the lender or its agent , do so with an understanding that such borrowing or lending is made in accordance with any of the following purposes: (1) to enable the borrower or other persons to

met, or an approval is granted by the mutual fund supervisor or a consent from the client or the provident fund committee, as the case may be, is received for the case specified in Clause 16 or Clause

, the conditions specified in Clause 15 are met, or an approval is granted by the mutual fund supervisor or a consent from the client or the provident fund committee, as the case may be, is received for

private fund for which it is responsible, upon the consent of the person so authorizing and approval of the Office, in accordance with the rules, conditions and procedures specified in the notification of

Unofficial translation FORM 35-E2 Letter of Consent (Inspection of the director and executive’s qualification on the company’s request) Attention: Secretary General, the SEC Office Whereas I

, hereby certify and consent to the followings: 1. I certify that the audit firm has audit quality control system which is sufficient and reliable for supervising its auditors’ work to comply with the

, the relevant fees or expenses. This is to enable investors to decide and select such investment in a mutual fund suitable to their need. (2) The mutual fund management company has duly proceeded to

to enable investors to decide and select such investment in a mutual fund suitable to their need. (2) The mutual fund management company has duly proceeded to apply for approval for the mutual fund

clear detail to enable derivatives exchanges to practice in a consistent manner; (2) establish detailed guidelines of practice that are proper and in compliance with this Notification, with which