Website “PSL” impersonates “Precious Shipping Plc.” : Unlicensed securities and derivatives business (Disclosure Date : 13/08/2024)

Re: Acts that may Create Conflict of Interest on Fund Management and Protective Rules   19/07/2006 16/08/2006                         3. Notification of the Office of the Securities and Exchange

e-service Online Submission See canceled document Securities Brokerage Business >> Conflict of Interest   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Securities Underwriter Business >> Conflict of Interest   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Securities Dealer Business >> Conflict of Interest   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Derivatives Agent >> Conflict of interest   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market

| - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology | - |- Business Continuity Management (BCM) | - |- Port Investment of Derivatives Agents

กับการป้องกันและจัดการความขัดแย้งทางผลประโยชน์ (conflict of interest) การป้องกันการสร้างราคาสินทรัพย์ดิจิทัล (market manipulation) และกลไกป้องกันการกระทำอันไม่เป็นธรรม (insider information) ซึ่งในช่วง

Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of Interest |- Securities Lending / Credit Balance (Section 102) |- Protection of Customer Assets

| - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities Allocation (Section 81)    Business Operation Rules |- Net Liquid Capital Rule