The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
Section 91 Securities and Exchange Act B.E. 2535 Section 91. Where it is necessary to maintain the economic and financial stability of the country, or to protect the public interest, the Minister
Updated by / Last Updated 01/01/2010 N/A N/A บมจ. กกก บมจ. กกก PO หุ้นสามัญ Not Confirmed บล.AA (01/10/2010 10:00:00) 6. การกรอกข้อมูลเกี่ยวกับการเสนอขายหลักทรัพย์ ให้ผู้ส่งกรอกข้อมูลเกี่ยวกับการเสนอขายหลัก
necessary to maintain the stability of the financial and economic system of the country, or to maintain the stability of the trading and settlement system of the derivatives market. Signed
financial stability with capability and readiness to provide service and comply with rules prescribed by the SEC or of the Office and guidelines specified by derivatives broker. Such guideline shall at least
service providers, such service providers shall have financial stability with capability and readiness to provide service and comply with rules specified by the SEC or the Office and code of conduct
derivatives trade which shall at least contain the rule on financial stability and position, as well as the conduct of business, and there shall be specified the concerned provisions of law or rule, and the
prevent not to circulate the information which have not been yet confirmed correctness by concerned persons. Meanwhile, the intermediar y shall remind its client to be cautiously in making a decision to
(attachment) (if any) O no Form as of 25 July 2006 Apart from the above confirmed prohibited characteristics, we acknowledge that the Office also takes into account the following prohibited characteristics in
demonstrating the acknowledgment of the client with respect of the caution about risks arising from such investment or transaction. While the client has not confirmed on the investment or entering into the