Offeror : NHCT Co.,Ltd. | Date of submission of the Statement of Intention : 05/08/2008
currently in use will be stored in a safe place in the SEC Office, for example, central file cabinets with locks and access control and registers of document users; Documents for completed matters will be
custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of its client’s assets; (b
to operate as a custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of
usable, consequently necessitating sales below cost. However, the auditor was unable to verify this claim and found no supporting evidence to confirm the stated facts. After considering in conjunction
test may confirm the past result without having to redo the test. The regulation will become in force as from 1st July, 2012 for preparation of relevant operational systems.
on their use: Documents that are currently in use will be stored in a safe place in the SEC Office, for example, central file cabinets with locks and access control and registers of document users
safe place in the SEC Office, for example, central file cabinets with locks and access control and registers of document users; Documents for completed matters will be stored at a warehouse with