Kiatnakin Phatra Asset Management Company Limited Kiatnakin Phatra Asset Management Company Limited ("KKPAM") as a mutual fund management company, completed the negotiations with the Sub

JTW ASSET Limited JTW ASSET Limited (“JTW”) failed to report the acquisition or disposal of Sanko Diecasting (Thailand) Public Company Limited (“SANKO”) shares to the SEC Office within the period

Mr. Suphan Settapanich Mr. Suphan Sethapanich, the former managing director and chairman of the Investment Committee of Solaris Asset Management Co., Ltd. (currently changed its name to Innotech

Mr. Porameth Rungrongtanin Mr. Porameth Rungrongtanin as a nominee of Mr. Sathit Roongwatanapak filed reports (Form 246-2) to the SEC Office the acquisition or disposal of Asset Bright Public Company

order or action resulted in Exmix's offence regarding the digital asset dealer without a license owing to, during 20 September 2021 – 4 March 2025, providing services or holding itself out to the

Siamese Asset Public Company Limited Siamese Asset Public Company Limited offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office

Dsdaq (Thailand) Company Limited Between January 1, 2021 and July 31, 2021, Dsdaq (Thailand) Company Limited, a digital asset exchange, kept customers' digital assets in digital wallets

Mr. Sathit Roongwatanapak Between September 26, 2013 to May 22, 2015, Mr. Sathit Roongwatanapak acquired or disposed Asset Bright Public Company Limited (ABC) shares through his nominee trading

relevant period. His order or action resulted in IBS Intensive's offence regarding the digital asset fund manager without a license owing to, during 17 November 2021 – 3 May 2022, providing services or

CoinEx CoinEx and Mr. Puttipong Nijaroen together established a digital asset trading platform in Thailand. CoinEx provides digital asset trading services to customers with a 0.16% transaction fee to