and derivatives before the execution of Mr. Komen’s order for the mutual fund was completed. This case is in the process of inquiry by the inquiry official. SEC Act S.244/2 in conjunction with 244/1
Kiatnakin Phatra Asset Management Company Limited Kiatnakin Phatra Asset Management Company Limited ("KKPAM") as a mutual fund management company, completed the negotiations with the Sub
control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code
the execution of Miss Piyapach’s order for the mutual fund was completed. Mrs. Nawinee was involved in the financial matters of the said actions. This case is in the process of inquiry by the inquiry
before the execution of Miss Piyapach’s order for the mutual fund was completed. Mrs. Nawinee was involved in the financial matters of the said actions. This case is in the process of inquiry by the
year 2021 that were falsified and disclosed investments in LEONI Kabel GmbH and LEONIsche Holding Inc, which were not completed due to a failure to meet preconditions. This case is in the process of
in the digital asset exchange by non-compliance with the Listing Rule approved by the SEC and disregard for the conflict of interest prevention measure. DAB Act S.94 Settlement Committee Meeting No
trading in the digital asset exchange by non-compliance with the Listing Rule approved by the SEC and disregard for the conflict of interest prevention measure DAB Act S.94 Settlement Committee Meeting