Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...

Offeror : UNITED OVERSEAS BANK LIMITED | Date of submission of the Statement of Intention : 09/08/2004

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Offeror : MC BAKERY CO., LTD. | Date of submission of the Statement of Intention : 25/05/2009

Offeror : MC BAKERY CO., LTD. | Date of submission of the Statement of Intention : 07/09/2010

Offeror : MC BAKERY CO., LTD. | Date of submission of the Statement of Intention : 17/09/2010

Offeror : MC BAKERY CO., LTD. | Date of submission of the Statement of Intention : 23/09/2010

Offeror : MITR PHOL SUGAR CORP. LTD | Date of submission of the Statement of Intention : 29/08/2011

Offeror : MITR PHOL SUGAR CORP. LTD | Date of submission of the Statement of Intention : 16/09/2011