Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
rights to protect their own interests. Additionally, the shareholders should inquire with the Board of Directors and the management of HYDRO for details to ensure they have complete information for
industries. The SEC is therefore proposing to amend the regulations on debt securities offering to support the issuance and offering of sustainability-themed bonds through crowdfunding and private
suitable sources for new businesses with high growth potential is private equity (PE),? said SEC Secretary-General Vorapol Socatiyanurak at today?s seminar on ?Private Equity: Business Alliances for Business
the votes of unitholders who have special interests in the matter).(4) Amendment of trust deed: In case of REITs and Infra Trusts, the trust manager shall amend the trust deed to complete the
The SEC has reviewed the regulations related to private fund management services to be aligned with international standards and be suitable for the current service models where some asset management
Bangkok, 8 March 2019 ? The SEC is seeking public comments on the proposed amendments to the rules related to private fund (PF) management to promote flexibility in consistent with the increasingly
for every case even though it will be offered via private placement. For example, the normal regulations will be obstacles in the process of pre-ICO and private sale.Therefore, SEC intends to relax
Bangkok, April 20, 2016 ? The SEC is urging the shareholders of Eastern Commercial Leasing Public Company Limited (ECL) to thoroughly study the company?s proposed private placement to increase
Notification of the Capital Market Supervisory Board No. Tor Jor 28/2565 Re: Permission for Listed Companies to Offer Newly Issued Shares through Private Placement, dated 28 December 2022, which could result in