particular category of securities business, except for a security company operating securities business in the category of securities dealing or securities underwriting or operating securities business in any
. (2) Any securities company, which ceases to undertake any particular category of its business or ceases any particular transaction which requires reporting, and when the Office has received notice in
person particular in the part of taking duty in private fund management company in such provision; 3. In case of transaction for property fund, beside as provided in (1), person as following is related
: “Management company” means a securities company licensed to undertake securities business in the category of mutual fund management. “Closed-end fund” means a mutual fund which does not accept the redemption of
Derivatives Act B.E. 2546 (2003), which contains a particular provisions relating to restriction of rights and liberties of persons while Section 29 along with Section 35 Section 36 Section 39 Section 48 and
” means a securities business operator or a derivatives business operators, but not including a business operator which is a commercial bank under the law on financial institution, a life insurance company
Exchange Act B.E. 2535 (1992), which contains a particular provisions relating to restriction of rights and liberties of person while Section 29 along with Section 35 Section 36 Section 45 Section 48 and
fails to remit the money of particular member due to termination of membership, the management company should notify and monitor until the employer notifies the details of the termination of membership of
July 2006 shall be repealed and replaced by the following provision: “ Clause 13. When engaging in any affiliated transaction for the fund, the management company shall act in the interests of the fund
private fund; “Provident fund” means any provident fund under the laws on provident funds; “Open-end fund” means any mutual fund which accepts the redemption of its investment units; “Management company