this Notification: (1) “ fund ” means an infrastructure fund; (2) “ management company ” means a securities company holding a license to manage mutual funds; (3) “ infrastructure asset ” means: (a) the

2 In this Notification: “ intermediary ” means a securities company or a derivatives intermediary. “ the Notification concerning personnel ” means the Notification of the Capital Market Supervisory

securities analysis ” means an article or research paper which is prepared by a securities company to give advice to investors, directly or indirectly, on the value of securities, the suitability of investment

No. OrThor/Nor. 5/2547 Re: Operational Control and Security of the Information Technology of Securities Company For the purpose of rendering the securities companies to efficiently comply with the

, Conditions and Procedures for Establishment and Management of Infrastructure Fund . “ derivatives investment manager ” means a person who is assigned by a derivatives investment management company to make

tables attached hereunder: “ intermediary ” means a securities company or a derivatives intermediary; “ fund management company ” means a securities company licensed to undertake securities business in the

first paragraph is a commercial bank under the law on financial institution business, a life insurance company under the law on life insurance, or a financial institution established under a specific law

sensitive information or the organization’s critical information systems, but excluding the clients; “ information processing facility ” means any equipment, operating systems, or infrastructure that are

56-1 One Report”) ภาคผนวก 2 ข้อแนะนำการเปิดเผยข้อมูลธุรกิจเหมืองแร่ 105 ภาคผนวก 3 สรุปเกณฑ์การพิจารณาขนาดของบริษัทที่ประกอบธุรกิจ 106 โดยการถือหุ้นในบริษัทอื่น (holding company) ภาคผนวก 4 ตัวอย่าง