Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company ___________ By virtue of Section 106 of the Securities and Exchange, Act B.E. 2535 (1992), and Clause 1 of the

shareholders make an agreement on a matter that materially affect the issuance and offer for sale of securities or the management of the Company, and such agreement is co-signed by the Company, identify such

materially affects the issuance and offer for sale of securities or the management of the Company, and such agreement is co-signed by the Company, identify such agreement and clarify its essences and impacts

, and such agreement is co-signed by the Company, identify such agreement and clarify its essences and potential impacts on the Company's operation. 9.3 Issuance of other securities (1) In the case where

co-underwriter or a related securities company which relates to the underwritten securities or other securities relating to the underwritten securities in such a manner that any change in such

underwriter shall not disseminate an article or research paper prepared by itself, a co-underwriter or a related securities company which relates to underwritten securities or other securities relating to

of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business In order for a management company to comply

securities company licensed to undertake the securities business in the category of securities brokerage or securities dealing or securities underwriting; (2) a person licensed to undertake the derivatives

concerning Rules on Offering for Sale of Units of Foreign Collective Investment Schemes ; “ intermediary ” means: (1) a securities company licensed to undertake the securities business in the category of

56-1 One Report”) ภาคผนวก 2 ข้อแนะนำการเปิดเผยข้อมูลธุรกิจเหมืองแร่ 105 ภาคผนวก 3 สรุปเกณฑ์การพิจารณาขนาดของบริษัทที่ประกอบธุรกิจ 106 โดยการถือหุ้นในบริษัทอื่น (holding company) ภาคผนวก 4 ตัวอย่าง