Exchange Commission No. Kor Thor. 20/2563 Re: Rules, Conditions and Procedures for Application for License and Issuance of License for Establishing a Securities Trading Center under Regulatory Sandbox to

characteristics as specified in the notification of the SEC. “derivatives exchange” means any center or network through which derivatives trading is provided in the ordinary course of business, whether by way of

, UN Global Compact และ ISO26000 ให้ระบุชื่อองค์กร สถาบัน หรือมาตรฐาน ที่ใช้อ้างอิงด้วย (เพื่อความสะดวกแก่ผู้ใช้ข้อมูล เช่น ผู้ประเมิน CG) สำหรับบริษัทที่ยังไม่ได้ดำเนินการ หรือดำเนินการยังไม่ครบถ้วน ให้

Exchange” means the Stock Exchange of Thailand; “securities trading center” means the securities trading center under the law on securities and exchange; “Office” means the Office of the Securities and

of printed document or compact disc together with the subscription forms under the first paragraph. In case of offering for sale of shares, the securities underwriter shall distribute the same

Commission Remarks : The reason for issuing this Notification: the fact that a derivatives broker acting as market maker of gold derivatives in derivatives trading center licensed by the Securities and

the over-the-counter center is incorrect. If the cause of error resulting in the incorrect unit value under paragraph one hereof consequently affects the following calculation of the unit value, e.g

external factors which are uncontrollable, e.g., the price of securities based on the last market price thereof by the Stock Exchange of Thailand or the over-the-counter center is incorrect. If the cause of

which keeps records of securities purchasing or selling transactions other than those recorded in a margin account ; (4) “ securities depository center ” means a securities depository center under the law

[i] a juristic person established under foreign law which offers service as the exchange or over-the-counter center under the law of such country and [ii] is regulated by the government or securities