KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Exchange Traded Fund : ETF,Sector Fund | Offering Date : 27/05/2013 - 03/06/2013

Wongsiridej, and banned him from functioning as capital market personnel for 5 years. SEC Act (the fifth amendment) Section 241 Civil Action Dated 19/05/2017

(before the fifth amendment) Section 241 Civil Action Dated 01/04/2020

civil court currently under the Court of Appeal consideration SEC Act (before the fifth amendment) Section 241 Civil Action Dated 16/09/2020

court currently under the Court of Appeal consideration SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 16/09/2020

filing a lawsuit to a civil court currently under the Court of Appeal consideration SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action

reimbursement of investigative expenses in an amount of 24,579.00 Baht SEC Act (the fifth amendment) Section 278 Civil Action Dated 27/12/2021

reimbursement of investigative expenses in an amount of 24,579.00 Baht SEC Act (the fifth amendment) Section 300 in conjunction with 278 Civil Action Dated 27/12/2021

English (United States) Class Action Registered Persons Wealth Advice for All A Settlor of an Infrastructure Trust ​ A Trustee of An Infrastructure Trust Digital Asset Business Operators Secondary Market

Secondary Market and Related Entities https://www.sec.or.th/EN/Pages/LawandRegulations/AuditorAccountsT.aspx English (United States) Class Action Registered Persons Wealth Advice for All A Settlor of an