SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
and understanding of business operation. The SEC took such suggestions into consideration in revising the proposed principles to enhance suitability. The SEC, therefore, issued two relevant
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
?SECID=8535 SEC revises the digital asset business licensing manual for more convenience of business operators The revised licensing manual gives more convenience to business operators wishing to apply for
licensing manual for more convenience of business operators The revised licensing manual gives more convenience to business operators wishing to apply for a digital asset business license by adding the
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