Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company ___________ By virtue of Section 106 of the Securities and Exchange, Act B.E. 2535 (1992), and Clause 1 of the
co-underwriter or a related securities company which relates to the underwritten securities or other securities relating to the underwritten securities in such a manner that any change in such
underwriter shall not disseminate an article or research paper prepared by itself, a co-underwriter or a related securities company which relates to underwritten securities or other securities relating to
shareholders make an agreement on a matter that materially affect the issuance and offer for sale of securities or the management of the Company, and such agreement is co-signed by the Company, identify such
materially affects the issuance and offer for sale of securities or the management of the Company, and such agreement is co-signed by the Company, identify such agreement and clarify its essences and impacts
, and such agreement is co-signed by the Company, identify such agreement and clarify its essences and potential impacts on the Company's operation. 9.3 Issuance of other securities (1) In the case where
of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business In order for a management company to comply
securities company licensed to undertake the securities business in the category of securities brokerage or securities dealing or securities underwriting; (2) a person licensed to undertake the derivatives
concerning Rules on Offering for Sale of Units of Foreign Collective Investment Schemes ; “ intermediary ” means: (1) a securities company licensed to undertake the securities business in the category of
56-1 One Report”) ภาคผนวก 2 ข้อแนะนำการเปิดเผยข้อมูลธุรกิจเหมืองแร่ 105 ภาคผนวก 3 สรุปเกณฑ์การพิจารณาขนาดของบริษัทที่ประกอบธุรกิจ 106 โดยการถือหุ้นในบริษัทอื่น (holding company) ภาคผนวก 4 ตัวอย่าง