Section 230 Securities and Exchange Act B.E. 2535 Section 230. Securities companies may jointly establish an association related to securities business with an object of promoting, without seeking
, as the case may be; 2 (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuous basis; (e) having a clear exit strategy in case of
/ Enclosure 4 2 price by the shareholders with an aggregate shareholding of 10 percent of the total votes of the shareholders attending such meeting and having the right to vote. In addition to seeking approval
shareholders attending such meeting and having the right to vote. In addition to seeking approval for the allocation and offering of the newly issued ordinary shares of the Company to ACO I at the Extraordinary
accordance with the 2 following principles: (1) good governance and clear, transparent organizational structure; (2) effective risk management for legal, credit, liquidity, operation, and other risks, with
) seeking of resolution and meeting of unitholders; (15) restrictions of right to receive distribution, management of undistributed income and the voting right of unitholders; (16) issues concerning trustee
) having a clear exit strategy in case of leaving the regulatory sandbox upon or before expiration. (5) specifying a limited scope of services to alleviate material impacts or damage on investors or the
following matters: (1) good governance and clear, transparent organization structure; (2) effective risk management for legal, credit, liquidity, operation, and other risks, with measures to appropriately
commercial bank business under the law governing businesses of financial institutions; The originator under the first paragraph shall receive a clear resolution for fund raising through issuance of sukuk from