Compliance) to the SEC through a system prepared on the website of the SEC Office within 7 business day as from the occurrence of such circumstance. However, KWI reported the discontinuation of such a person

Office through a system prepared on the website of the SEC Office within 7 business day as from the occurrence of such circumstance. However, KWI reported the discontinuation of such a person on 26

;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the

beneficial to the adjudication of the case, the Court considered it a mitigating circumstance. Accordingly, the punishment is reduced by half in accordance with Section 78 of the Criminal Code, resulting in a

's system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the

was beneficial to the adjudication of the case, the Court considered it a mitigating circumstance. Accordingly, the punishment is reduced by half in accordance with Section 78 of the Criminal Code