having any circumstance which may cause an impact to the financial status or the operation of an applicant; (3) at least one of the directors has at least 3 years of work experience relating to buying or

than 100 million Baht; (2) not having any circumstance which may cause an impact to the financial status or the operation of an applicant; (3) at least one of the directors has at least 3 years of work

any circumstance that may materially affect the business operation; (2) specify supportive measures to ensure business continuity in the event that the service provider fails to proceed with the

หลักทรัพย์จดทะเบียนโดยอัตโนมัติ ( Automatic List) และมีหลักทรัพย์อ้างอิง ( Underlying Asset ) เป็นหุ้นสามัญ หุ้นบุริมสิทธิ ใบสำคัญแสดงสิทธิ หรือใบสำคัญแสดงสิทธิในการซื้อหุ้นเพิ่มทุนที่โอนสิทธิได้ที่จด

ทะเบียนโดยอัตโนมัติ ( Automatic List) และมีหลักทรัพย์อ้างอิง ( Underlying Asset ) เป็นหุ้นสามัญ หุ้นบุริมสิทธิ ใบสำคัญแสดงสิทธิ หรือใบสำคัญแสดงสิทธิในการซื้อหุ้นเพิ่มทุนที่โอนสิทธิได้ที่จดทะเบียนในตลาดหลัก

status may cause damage or having any circumstance which indicates an ongoing financial problem; (3) there is no reasonable grounds to believe that there is a defect or inappropriateness relating to the

0.001 percent of the trading value, excluding the sale of investment units through automatic switching to money market funds, as specified in the mutual fund scheme. In the case where the licensee under

frequency in reviewing shall depend on the level of client’s risk; (2) review client’s existing records and gather further information, if it is found that or there is a circumstance where :- (a) there is a

circumstance that gives rise to justifiable doubts as to their impartiality or independence, the respondent shall submit a letter of challenge together with the reason for the challenge as per Form OrYor. 6

, business manner or circumstance, and services providing; (3) provides quality services [to the client ] and treats the client fairly and equally by taking account of types, nature and conditions of the