Microsoft Word - ID11_hearingattach1_v2_chart ตัวอยางรูปแบบโครงสรางการถือหุนในกลุมธุรกิจการเงินท่ีเขาขายยื่นขอผอนผันการมีกรรมการอิสระ Parent Subsidiary Pattern รูปแบบที่ 1 รูปแบบที่ 2 ≥ 75% ธพ./ผูประกอบธุรกิจหลักทรัพย/ ผูประกอบธุรกิจสัญญาซื้อขายลวงหนา ผูประกอบธุรกิจที่ขอผอนผัน ธพ./ผูประกอบธุรกิจหลักทรัพย/ ผูประกอบธุรกิจสัญญาซื้อขายลวงหนา บจ. A บจ. B บจ. C บจ. D ผูประกอบธุรกิจที่ขอผอนผัน ≥ 75% ≥ 75% ≥ 75% ≥ 75% ≥ 75% 5% 3% 3% 5% เอกสารแนบ 1 2 Holding Company Pattern รูปแบบที่...

prevention of the conflict of interest and Chinese wall. - demonstrate in detail on the above mentioned measure, at least in the following matters: (a) an organization chart and scope of power, duty and

Notification of the Securities and Exchange Commission No. SorKhor./Nor. 4/2549 Re: Operating System Relating to the Undertaking of Fund Management Business, dated 8 March 2006 and to have the same standard, the

control system for goals and objectives achievement, compliance with applicable laws and regulations, safeguarding of the assets from frauds and damage, and preparing reliable accounts and reports. The

assessment once a year at least the policy and indicated the concerned risks, arrangement the importance of information and computer system, specify the acceptable level of risk and specify measure or practice

indirectly have same shareholders as follows: - Inoue Rubber Co., Ltd. - Sopakanok International Co., Ltd. Nature of Transactions: Providing professional services and other services in relation to HR system

services and other services in relation to HR system, accounting and finance system, IT system, waste water treatment and cleaning services (fees are varied by actual consumption). Pricing Criteria: Fee is

indirectly have same shareholders as follows: - Inoue Rubber Co., Ltd. - Sopakanok International Co., Ltd. Nature of Transactions: Providing professional services and other services in relation to HR system

The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall

chart of REIT management structure together with brief explanation to identify the persons involved in REIT management for investors understanding on overview of REIT business operation; in this respect