Offeror : THAI INDUSTRIAL GASES PLC. | Date of submission of the Statement of Intention : 30/05/2002
Offeror : THAI INDUSTRIAL GASES PLC. | Date of submission of the Statement of Intention : 29/08/2002
Bangkok, May 30, 2012 ? The SEC notified Thai Unique Coil Center Plc. (TUCC) to rectify its 2011 and Q1/2012 financial statements due to auditor?s disclaimer of opinion. Within June 29, 2012, TUCC
the requesting and using of investor’s account for personal trading, even with the investor’s consent. Such conduct is deemed a prohibited characteristic for capital market business personnel under the
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of
. _____________________________Remark: * Clause 23(2) and deemed to be the prohibited characteristic of the personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor
for DSI to consider further legal action. In this connection, such criminal complaint resulted in Mr. Nantawat having a prohibited characteristic for acting as a capital market auditor
.doc from directorship as specified by the law on public limited companies, a director shall be removed from his directorship upon possession of any characteristic indicating a lack of appropriateness in
. ---------------------------------------- Note: * Clause 23(2), which specifies a prohibited characteristic of capital market personnel under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re
prohibited characteristic of capital market personnel pursuant to Clause 31(1) of the said Notification.