scope of work. In addition, CL did not inform the SEC about the outsourcing. SEC Act S.100 in conjunction with 113 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 20/2025 Dated

scope of work. In addition, CL did not inform the SEC about the outsourcing. This case is in the process of inquiry by the inquiry official. SEC Act S.100 in conjunction with 113 Criminal Complaint

the SEC office on March 19, 2021 and the auditor is limited its scope of the review or audit by the GL’s executives of the securities issuer for that the financial statement that caused MD&A for Q3

to prepare and submit the incident which affects or is likely to affect the rights and interests of securities holders or the decision-making on investment or the change in the securities price of the

the decision-making on investment or the change in the securities price of the company within specified period. SEC Act S.300 Settlement Committee Meeting No. 2/2018 Settlement Committee Order No. 10

change in the securities price of the company within a specified period. SEC Act S.300 Settlement Committee Meeting No. 4/2018 Settlement Committee Order No. 16/2018 Dated 18/04/2018

Mr. Lertchai Vongchaisit Mr. Lertchai Vongchaisit, Director of Arrow Syndicate Public Company Limited (“ARROW”) was required to prepare and submit a report on the change in securities holdings

Mr. Tanon Tantisunthorn Mr. Tanon Tantisunthorn, Deputy Chief Executive Officer of Gulf Energy Development Public Company Limited (“GULF”) was required to prepare and submit a report on the change

Miss Paleerat Panbunhom Miss Paleerat Panbunhom, Chief Executive Officer of Nova Empire Public Company Limited (“NOVA”), had a change in her holdings of NOVA securities on 23 September 2024

for her own benefit. However, she failed to submit a report on the change in her securities holding (Form 59) in such account to the SEC Office within the period specified under the Notification of the