compliance unit (Head of Compliance) However, KWI appoint the highest level responsible person in the compliance unit on 5 September 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement

Mrs. Prapaivan Limsong Mrs. Prapaivan Limsong, Director of Bangkok Life Assurance Public Company Limited (BLA), her spouse had changed securities holding on July 8, 2021. In this regard, Mrs

procedures as specified in the notification. In this regard, CoinsTH failed to appoint a new highest-ranking person taking responsibility in a compliance unit ("Head of Compliance") by the date

Mr. Kobchai Chirathivat During 22 November 2019 to 30 March 2022, Mr. Kobchai Chirathivat, a director of Central Pattana public company limited, has changed their securities holding. In this regard

in absolute receivership by the Central Bankruptcy Court's order. Mr. Bhusana acknowledged the order but persisted IEC to buy SK1 shares from Mr. Sutin Jaitham and Miss. Charuwan Bhusanabhibankup

Central Bankruptcy Court's order. Mr. Bhusana acknowledged the order but persisted IEC to buy SK1 shares from Mr. Sutin and Miss. Charuwan Bhusanabhibankup, who were his debtors. Later Mr. Sutin repaid

receivership by the Central Bankruptcy Court's order. Mr. Bhusana acknowledged the order but persisted IEC to buy SK1 shares from Mr. Sutin Jaitham and Miss Charuwan, who were his debtors. Later Miss

receivership by the Central Bankruptcy Court's order. Mr. Bhusana acknowledged the order but persisted IEC to buy SK1 shares from Mr. Sutin Jaitham and Miss Charuwan Bhusanabhibankup, who were his debtors

Mr.Lertvit Pumipitak Mr.Lertvit Pumipitak, Head of Property Management of CENTRAL PATTANA PUBLIC COMPANY LIMITED [“CPN”], has the duty to prepare and disclose a report regarding his holding

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of