according to the guidelines under (1) as well. If the holding company operates business of various types with a central company performing the role of managing subsidiaries or associated companies in each

securities company as its agent to custody client’s assets must be: (a) commercial banks; (b) financial companies; (c) securities companies; (d) a central securities depository; (e) Other financial

: Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities By virtue of Section 14 and Section 98(5) of the Securities and Exchange Act B.E. 2535 (1992), the Securities

direct connection to the undertaking of securities or derivatives business; “ intermediary ” means a securities company or derivatives intermediary, excluding venture capital fund management company or

or Other Assets for Management Company dated 9 September 1999; (3) Notification of the Office of the Securities and Exchange Commission No. SorNor. 33/2543 Re: Acts that may Create Conflict of Interest

: “ intermediary ” means a securities company or derivatives intermediary, excluding venture capital fund management company, inter-dealer brokerage company and registered derivatives intermediary. “ affiliated

management company or connected persons. In this regard, the connected persons refer to the following persons: (c.1) Any person who is not a central government organization, a provincial government

เอเชียระยะที่สอง (Asian Bond Fund 2) ตามมติของที่ประชุมกลุ่มธนาคารกลางสมาชิก Executives’ Meeting of East Asia and Pacific Central Banks (EMEAP) (ค) “กองทุนรวมอสังหาริมทรัพย์” หมายความว่า กองทุนรวมตามประกาศ

พันธบัตรเอเชียระยะที่สอง (Asian Bond Fund 2) ตามมติของที่ประชุมกลุ่มธนาคารกลางสมาชิก Executives Meeting of East Asia and Pacific Central Banks (EMEAP) (ค) "กองทุนรวมอสังหาริมทรัพย์" หมายความว่า กองทุนรวมตาม