Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Offeror : ASIA CEMENT PLC. | Date of submission of the Statement of Intention : 22/02/2002
Offeror : ASIA CEMENT PLC. | Date of submission of the Statement of Intention : 09/09/2002
Offeror : SUNRISE EQUITY COMPANY LIMITED | Date of submission of the Statement of Intention : 28/08/2024
Offeror : SUNRISE EQUITY COMPANY LIMITED | Date of submission of the Statement of Intention : 06/09/2024
Offeror : SUNRISE EQUITY COMPANY LIMITED | Date of submission of the Statement of Intention : 12/09/2024
Offeror : THE SIAM CEMENT PLC. | Date of submission of the Statement of Intention : 28/06/2004
Offeror : THE SIAM CEMENT PLC. | Date of submission of the Statement of Intention : 17/04/2003
Offeror : THE SIAM CEMENT PLC. | Date of submission of the Statement of Intention : 20/08/2004
Offeror : 1) Sunrise Equity Company Limited 2) Siam City Cement Public Company | Date of submission of the Statement of Intention : 28/08/2024