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Commission   50/2540 (Synopsis)   24/12/1997 01/01/1998 2. Notification of the Office of the Securities and Exchange Commission  SorThor. 24/2550 Re: Calculation and Report of Net Liquid Capital Calculation

and Exchange Commission  SorThor. 20/2554 Calculation and Report of Net Liquid Capital Calculation (No. 5)   23/06/2011 01/07/2011 13. Notification of the Office of the Securities and Exchange

. 20/2554 Calculation and Report of Net Liquid Capital Calculation (No. 5)   23/06/2011 01/07/2011 10. Notification of the Office of the Securities and Exchange Commission  SorThor/Nor. 18/2554 Reporting

and Exchange Commission  SorThor. 20/2554 Calculation and Report of Net Liquid Capital Calculation (No. 5)   23/06/2011 01/07/2011 13. Notification of the Office of the Securities and Exchange

. 20/2554 Calculation and Report of Net Liquid Capital Calculation (No. 5)   23/06/2011 01/07/2011 10. Notification of the Office of the Securities and Exchange Commission  SorThor/Nor. 18/2554 Reporting