purchasing or selling orders from customers outside its head office or branch offices unless otherwise specified by the Office; (7) purchase or hold shares, except: (a) those acquired in the course of
significant facts which effect the change in the price of securities but has not yet been disclosed to the public and a securities company has acquired during the course of business undertaking; “executive
accuracy of orders, and can be examined that such orders are acquired as prescribed in the prospectus; (d) having a system for accepting customer’s complaint which supports the compliance with in the
” means any mutual fund which has specified in its scheme the actual real estate to be acquired pursuant to the Notification of the Office governing rules, conditions and procedures for establishment and
has specified in its scheme the real estate to be acquired pursuant to the Notification of the Office governing rules, conditions and procedures for establishment and management of property funds; (8
ระดับ maintenance margin ดังนี้ ระดับ maintenance margin ( M.M.) ความหมาย 1. Call margin (เรียกหลักประกันเพิ่ม) equity < call margin แต่ > force sale/buy การคำนวณ : call margin (LMV x อัตรา call margin
บังคับชำระหนี้ Call Margin Force Sale/Buy Equity < 0 แบบ บ.ล. 5/1 หน่วย : ล้านบาท ข้อ 3 รายละเอียดลูกค้ามาร์จิ้น ลำดับ ที่ เลขประจำตัว คำนำหน้า ชื่อ-สกุล credit line ยอดเงินให้ กู้ยืมคงค้าง(margin loan
institutional client s; (6) “ inside information ” means material facts which affect the change in the price of securities but have not yet been disclosed to the public and a securities company has acquired
same day, the reporter shall specify the total amount of securities and derivatives that each purchaser or transferee acquired. If the name of the purchaser or the transferee is unknown, the reporter