).............................................. ............................ ............... ………………… (For further details, please attach herewith) 6. Address No........................... Building / Residence: ........................... Alley: ......................... Road
the contract’s value, a relatively small movement of the market can lead to either large losses or gains within a short period of time. The Client may sustain losses significantly beyond the amount of
comprehensively study the contract specification, i.e. category or type of underlying assets or variables, contract size/unit/multiplier, minimum price movement, daily price limit, last trading day, settlement day
unauthorized physical access. Additional Guidelines 1. The intermediary should design the secure areas by considering physical protection against natural and man-made disasters. Perimeters of building or site
agent) รวม หมายเหตุ การมีส่วนร่วมในการกำหนดราคา หมายถึง การมีส่วนร่วมในการกำหนดราคาเสนอขายหลักทรัพย์ เช่นมีส่วนร่วมในการกำหนดกรอบราคา หรือ กำหนดช่วงราคาเพื่อทำ Book Building เป็นต้น แก้ไขจาก
causes a movement or change in the client’s assets under custody of such securities company or in cases under the second paragraph. In cases where it appears that a client does not have any transaction
movement of money and assets of the fund, and approve money and asset transferring for the purpose other than those provided in 1 and 2. 3.2 External auditor to perform the audit of the fund assets at least
long term, such as damage on building or place of business or branches, a failure of information technology system, inaccessibility or unusability of building or personnel unable to come for work in both
persons under Clause 6 may, under the following conditions, subscribe such securities so offered: (a) in book building, the price offered by underwriter shall not be included in the calculation of the price
at the end of each month to the client within the seventh day of the following month, except there is no transaction which affects the movement or change of the assets under custody of the securities