continuity with suitability, reliability and effectiveness in order that the intermediaries are able to service with the best interest of customers and that the intermediary’s personnel are able to work
REIT, which has proposed to board of directors’ meeting in the previous accounting year, together with reasons for decision on such issue according to board of directors’ resolution; 9.4 Inside
derivatives dealer shall ensure efficient prevention of conflicts of interest and access to inside information between operational unit and personnel, risk management in business operation, operational
undertaking of business as securities broker, securities underwriting, prevention of using inside information, takeover, issuance and offer for sale of securities; (b) Standards of conduct, ethics and various
business as securities broker, securities underwriting, prevention of using inside information, takeover, issuance and offer for sale of securities; (b) Standards of conduct, ethics and various guidelines
securities business in the category of management of other persons’ funds, whether it be the mutual fund or private fund management, has the common objective to protect and maintain the best interest of
business in the category of management of other persons’ funds, whether it be the mutual fund or private fund management, has the common objective to protect and maintain the best interest of investors based
Property and Loan Funds; “inside information” means any fact that is material to the change of the prices of securities or derivatives and has not been disclosed to the public, and any information related to
interested parties in general acknowledgement. Best regards, -- Vichien Uasanguankul-- (Mr. Vichien Uasanguankul) Managing Director